Compliance is key to every component of OSC, including processes, systems, team members, and customer interactions. We take pride in our industry-leading expertise and unwavering integrity.

Led by Chief Compliance Officer Kirk Stephens, CRCM, OSC’s compliance program is comprised of five core compliance components: regulatory guidelines, sound corporate governance, consumer-driven best practices, proactive thought leadership, and client communications.

Check out an overview of OSC’s longstanding commitment to compliance in this short video.